by Daniel S. Lewis (Author)
Compliance failures have cost global financial services firms in excess of $300bn since 2010.Compliance has since become one of the most important functions in financial services firms.This short guide to Compliance explains what Compliance is, what the Compliance function does, and what some of the continuing challenges might be for the modern Compliance function.
Number of Pages: 36
Dimensions: 0.07 x 9 x 6 IN
Publication Date: November 10, 2016